Merrill Lynch has agreed to pay a $225,000 fine and accept a censure from FINRA after failing to report more than 1,600 ...

Mark Sutterlin of Bank of America Merrill Lynch discusses how ultra-high-net-worth investors are expanding alternative ...

Worst management move: A $2.3-billion third-quarter net loss and $8.4 billion, mostly in sub-prime and CDO write-downs. It was a record-breaking year for Merrill Lynch. The firm recorded the worst ...

A former Merrill Lynch duo in Oklahoma City that managed $705 million in advisory, brokerage and retirement plan assets has joined LPL Financial’s independent employee advisor affiliation model, LPL ...

NewEdge Wealth has planted another stake in the Sunshine State as it welcomes a breakaway team of advisors from Merrill Lynch. On Friday, the firm announced it has bolstered its presence in Florida by ...

Merrill Lynch's Compliance Issues Merrill Lynch is facing repercussions due to a compliance oversight that allowed over 1,600 ...

Merrill Wealth Management announced the launch of its Ultra-High-Net-Worth (UHNW) Advisory Group, a team of more than 25 Merrill specialists who will partner with advisors to deliver comprehensive ...

RBC Wealth Management has strengthened its presence in New Jersey by adding a veteran financial advisor and his team to its Paramus office. The firm announced Friday that it’s welcomed The Callot ...

Since its founding 25 years ago, Merrill Private Wealth Management has seen the needs of its ultrahigh-net-worth clients evolve. In addition to safeguarding clients’ wealth and transferring it to ...

Merrill trumpeted its biggest recruiting coup in years Friday with the announcement that it was drawing from JPMorgan a $3.5 billion team of former First Republic advisors. Processing Content Merrill, ...

On June 4, Bank of America Corporation (NYSE:BAC) announced the appointment of Chip McLeod, a Merrill Lynch Wealth Management ...

Merrill Lynch Wealth Management participated in the annual UNICO coat drive benefiting the Friends of the Poor/Catherine McCauley Center. From left: Ron Yanoski, senior financial adviser; Jennifer ...